The best practice paper takes a behavioural approach.
The automation of the management of insider lists ensures compliance with market abuse regulations.
Equities is comparatively quiet after being in spotlight earlier this decade.
Editor at Large
Equity Market Structure Advisory Committee will not move forward.
He is a member of the Prudential Regulation Committee.
The long-awaited EU regulation will create winners and losers.
Authorities want to be able to identify individual OTC derivatives from aggregated trade reports.
NEX says investors have yet to see the real opportunities in transparency and efficiency.
UK regulator is open to all forms of deployment provided operational risks are properly mitigated.