Business-as-usual will not keep firms on the right side of compliance.
Chatbots, robotic process automation, and natural language processing top the AI must-have list.
Participants need new data to navigate expected changes in market structure.
Insurance CEO says technology can help asset managers meet institutional investors' complex needs.
STA's Jim Toes sees SEC Chair resemblance in a Tom Hanks movie.
After scandals, the UK regulator wants benchmarks based on transactions rather than judgements.
The new series of 30-minute FX fixings is based on actual transactions.
Among the changes are additional fields for reference data.
MiFID II prompts asset managers to assess the true value of research.
Under MiFID II the buy side needs to know which firms are systematic internalisers for individual securities.
New SEC guidance treats initial coin offerings as any other type of security.
Acquirer lands Object's DMA platform, pre-trade risk controls, and analytics applications.
The deal follows the growth in responsible investing.
Under MiFID II firms need to track and review research consumption.
UK-based firm uses behavioral-science technology to help the buy side with surveillance.
Could take time before NYSE American attracts traders and volume.
Not surprisingly, liquidity trumps all when routing trades.