36-year veteran reflects on 9/11 and the financial crisis, while looking ahead to the future of fintech and markets.
Regulator considers equity-like oversight committee.
AIs may flag "unambiguous" rule violations in the future.
Firms should not consider them mutually exclusive.
The regulator heads back to the chalkboard.
ATSs have 12 months to bring aggregated reports in line.
MiFID II is spurring innovation.
Costs for trading French and German equities have fallen.
Fund managers eye new counterparties and peer-to-peer liquidity platforms.