Business-as-usual will not keep firms on the right side of compliance.

Participants need new data to navigate expected changes in market structure.

MiFID II prompts asset managers to assess the true value of research.

Under MiFID II the buy side needs to know which firms are systematic internalisers for individual securities.

New SEC guidance treats initial coin offerings as any other type of security.

UK-based firm uses behavioral-science technology to help the buy side with surveillance.

Could take time before NYSE American attracts traders and volume.

LedgerX is granted clearinghouse status.

TickSmith works with CME Group to improve access to the US exchange’s historical data.

High-profile changes at brokers highlight this week's personnel moves in the securities space.