Some on Wall Street might feel a little schadenfreude.

The new rule will have a massive impact outside of the EU.

From The Markets

At FINRA, the 'How' Matters

'People are responding well' to Robert Cook, the SRO's still-new CEO.

Harmonized rules do not necessarily mean identical rules.

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CAT Takes Shape

Long-pondered audit trail will soon be a reality.

Daily Email Feature

CAT Q&A: Jess Haberman, Fidessa

For trading firms, sorting out workflows is high up on the CAT to-do list.

The CFTC Chairman eyes a more mature framework for the industry.

The asset manager readies for MiFID II's research de-bundling requirement.

NYSDFS will use peer data to detect reporting discrepancies.

The self-improvement program tweaks enforcement and engagement practices.